AUM minimum for SEC oversight an issue again
Because of the overload the SEC is feeling, they are considering pushing more registered investment advisors back to state registration by raising the assets under management bar from $25 million to $50 million. This is unlikely to happen quickly.
This entry was posted by David on November 9, 2006 at 6:12 pm, and is filed under Uncategorized. Follow any responses to this post through RSS 2.0.Responses are currently closed, but you can trackback from your own site.